A Moody’s Workshop: Financial Institutions Ahead of the Curve—An Integrated Approach to Growth
In-person | Fairmont Royal York, Toronto, ON, Canada
Please note registration will close 24 hours prior to the start of the event.
AGENDA
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13:00
Registration Check-In
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13:15
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13:20
Untapped Potential—Previewing the Future of Lending
Faced with a rapidly evolving suite of tools, and an expanding risk landscape, how are forward-thinking executives positioning their firms for the future? Join us as we explore an emerging framework for the future of banking, and how it will reshape bankers’ approach to growing profitably and delivering a distinctive customer experience.
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14:20
More Than Just a Buzzword: How to Achieve pKYC
Perpetual KYC (pKYC) is the new industry buzzword to describe automation, portfolio monitoring, and utilizing technology to reduce manual efforts on mundane tasks. Additionally, moving towards pKYC can help streamline the onboarding processes and make for a better, faster customer experience. Can all of this be achieved, and what are some lessons learned from others on the pKYC journey?
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15:05
Break
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15:25
An Overview of ESG and Climate Regulations Facing Canadian Financial Institutions
How can Canadian financial institutions navigate emerging ESG and climate disclosure frameworks, primarily in Canada, but also in other jurisdictions where Canadian financial institutions operate? Where do these frameworks overlap, and what are the critical differences for Canadian financial institutions?
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15:55
Setting a Solid Climate Risk Foundation
Early efforts to incorporate climate assessments into risk management frameworks might naturally focus on minimizing losses or satisfying regulatory requirements, but an eye should be kept on how these efforts might also identify new opportunities for growth and value creation. With this in mind, we will provide a view of emerging trends and how industry leaders are adding climate capabilities while maintaining efficiency and flexibility. To make this concrete, we will provide 3 example starting points for generating actionable insights using physical risk assessments.
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16:40
Reception
SPEAKERS
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James is an Industry Practice Lead in the Global Risk Solutions Practice, specializing in credit and climate risk analytics. He is responsible for solutions in credit, climate and ESG that relate to scoring, loss accounting, stress testing, and portfolio management in the Americas, Europe and Africa. James regularly contributes thought leadership in a variety of media including white papers and podcasts. James earned a PhD in Economics from the University of Western Ontario.
Across 15 years as a consultant and practitioner, Chris has worked with leading financial institutions throughout North America. Chris joined Moody’s in 2020 after leading TCF Bank through CECL adoption, high resolution risk rating projects and a merger of equals. As Moody’s Banking Innovation practice lead, he counsels our clients on how to maximize the potential our solutions enable and think strategically about investments for readiness to compete.
Currently, Jill is a Financial Crime Compliance Practice Lead for Moody’s Analytics in the KYC Solutioning division. Before joining Moody’s, she was with JPMorgan Chase for 11 years and held various positions in branch banking, alternative investments, and KYC/AML operations. In her last role at JPMorgan, she managed a global KYC operations team of 40 people, focused on beneficial ownership requirements and the FinCEN CDD Rule. Jill is passionate about Texas A&M and all things college football
Ramzi is an Associate Partner in EY’s Toronto Financial Service Risk Management Group leading the Financial Crime/AML Advisory practice in Canada. He is a Certified Public Accountant (CPA), a Certified Anti-Money Laundering Specialist (CAMS), a Certified Financial Crime Specialist (CFCS), and a Certified Cryptocurrency Investigator (CCI).
Ramzi boasts 16 years of experience leading teams in Advisory Services and Financial Crimes, specializing in anti-money laudering, fraud, assurance, and advisory services. He focuses on engagements within the financial services industry assisting banks, MSBs, Fintechs and Casinos with Anti-Money Laundering (AML) investigations, Anti-Money Laundering (AML) program review and risk assessment, and Bribery and Corruption matters. Ramzi is a capabale and high-energy leader, with a strong track record of achieving high-quality team results while developing each individual team member.
His experience includes developing methodology and approaches for AML end to end program assessment and remediation for global financial institutions. In addition, to extensive experience in AML risk and program assessment for major global MSBs, Fintechs, Casinos (including E-gaming) and Racetracks in the U.S. and Canada. Ramzi has performed AML Risk Assessment and program review and remediation for multiple global financial institutions, casinos and securities dealers, and assisted in look-back reviews of a global financial institution’s Suspicious Activity Report filings.
In addition, Ramzi has worked on multinational FCPA review projects, fraud investigations, foreclosure reviews, anti-bribery and anti-corruption analytics, and business intelligence and IT.
James is an Industry Practice Lead in the Global Risk Solutions Practice, specializing in credit and climate risk analytics. He is responsible for solutions in credit, climate and ESG that relate to scoring, loss accounting, stress testing, and portfolio management in the Americas, Europe and Africa. James regularly contributes thought leadership in a variety of media including white papers and podcasts. James earned a PhD in Economics from the University of Western Ontario.
Ramzi is an Associate Partner in EY’s Toronto Financial Service Risk Management Group leading the Financial Crime/AML Advisory practice in Canada. He is a Certified Public Accountant (CPA), a Certified Anti-Money Laundering Specialist (CAMS), a Certified Financial Crime Specialist (CFCS), and a Certified Cryptocurrency Investigator (CCI).
Ramzi boasts 16 years of experience leading teams in Advisory Services and Financial Crimes, specializing in anti-money laudering, fraud, assurance, and advisory services. He focuses on engagements within the financial services industry assisting banks, MSBs, Fintechs and Casinos with Anti-Money Laundering (AML) investigations, Anti-Money Laundering (AML) program review and risk assessment, and Bribery and Corruption matters. Ramzi is a capabale and high-energy leader, with a strong track record of achieving high-quality team results while developing each individual team member.
His experience includes developing methodology and approaches for AML end to end program assessment and remediation for global financial institutions. In addition, to extensive experience in AML risk and program assessment for major global MSBs, Fintechs, Casinos (including E-gaming) and Racetracks in the U.S. and Canada. Ramzi has performed AML Risk Assessment and program review and remediation for multiple global financial institutions, casinos and securities dealers, and assisted in look-back reviews of a global financial institution’s Suspicious Activity Report filings.
In addition, Ramzi has worked on multinational FCPA review projects, fraud investigations, foreclosure reviews, anti-bribery and anti-corruption analytics, and business intelligence and IT.
Currently, Jill is a Financial Crime Compliance Practice Lead for Moody’s Analytics in the KYC Solutioning division. Before joining Moody’s, she was with JPMorgan Chase for 11 years and held various positions in branch banking, alternative investments, and KYC/AML operations. In her last role at JPMorgan, she managed a global KYC operations team of 40 people, focused on beneficial ownership requirements and the FinCEN CDD Rule. Jill is passionate about Texas A&M and all things college football
James is an Industry Practice Lead in the Global Risk Solutions Practice, specializing in credit and climate risk analytics. He is responsible for solutions in credit, climate and ESG that relate to scoring, loss accounting, stress testing, and portfolio management in the Americas, Europe and Africa. James regularly contributes thought leadership in a variety of media including white papers and podcasts. James earned a PhD in Economics from the University of Western Ontario.
Across 15 years as a consultant and practitioner, Chris has worked with leading financial institutions throughout North America. Chris joined Moody’s in 2020 after leading TCF Bank through CECL adoption, high resolution risk rating projects and a merger of equals. As Moody’s Banking Innovation practice lead, he counsels our clients on how to maximize the potential our solutions enable and think strategically about investments for readiness to compete.